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Personnel Action Form Templates

Six free personnel action form templates for small business: new hire, promotion, transfer, pay change, leave and separation, with approval fields. DOCX.

Nick Anisimov

Nick Anisimov

FirstHR Founder

Core HR
15 min

Personnel Action Form Templates

Six personnel action form templates for small business: an all-purpose PAF covering every action type, a new hire and rehire form, a promotion, transfer and pay change form, a leave and return form, a separation form, and an approval authority matrix with a routing log. Every form pairs the current value with the new one and carries an effective date and an approval line. Editable DOCX. No signup.

The move that taught me to use one form was not a raise. We shifted someone from the warehouse floor to the front desk on a Monday, with a new manager and a small pay bump, and every person in the room agreed on all three parts of it. Three weeks later payroll still had the old department, his new manager was not receiving his time off requests, and nobody could say for certain which day the change had started.

A personnel action form is the fix, and it is deliberately boring. One page that says who is changing, what the change is, the date it takes effect, and who authorized it, followed by a short block that records where the change was actually entered. It is the difference between a decision and a decision that landed.

There are six templates here: an all-purpose form covering every action type, plus dedicated versions for a new hire or rehire, a promotion, transfer or pay change, a leave and return, and a separation, and an approval matrix with a routing log to tie them together. Each downloads as an editable Word document, free and with no email required.

TL;DR
A personnel action form (PAF) authorizes and records any change to an employee's employment status: hire, rehire, promotion, transfer, pay change, schedule or classification change, leave, and separation. It pairs the current value with the new one, states an effective date, carries an approval signature, and records where the change was entered. Six free DOCX versions below.

What a Personnel Action Form Is

A personnel action form is the internal document an employer uses to authorize a change in someone's employment and route that change to everyone who has to act on it. PAF is the usual abbreviation, and employee action form, personnel action request and personnel action notice all describe the same page.

It is employer-side paperwork. An employee might trigger one by resigning or asking for leave, but the form itself is where the company records what was decided, on whose authority, and from what date. That distinction matters when you file it: the document is evidence of an employment action, not correspondence about one.

The reason to run one form rather than five is continuity. Filed in date order, a stack of action forms is a readable history of the employment relationship, which is exactly what the personnel file is supposed to hold and what an employee lifecycle looks like on paper.

One Action, One Form, One Date
The habit that makes this work is a single effective date per form. When a promotion, a transfer and a raise all happen on the same Monday, that is one action form with three boxes checked and one date. When the raise lands two weeks after the title change, that is two forms. Bundling actions with different dates onto one page is how a file ends up unable to answer the simplest question anyone ever asks it, which is what someone was paid on a given day. This is general information, not legal advice.

The Actions a PAF Records

A personnel action form covers every change to the employment relationship, from the first day to the last. What varies is not the form but the work each action sets off after the signature, which is the column most templates leave out.

ActionWhat the form recordsWhat it sets off
New hirePosition, start date, pay, classification, manager, pay groupPayroll setup, tax and eligibility forms, the new hire report to the state, access and equipment
RehirePrior employee ID, prior separation, break in service, new start dateReported to the state like a new hire, benefits waiting period checked against the plan rules
Promotion or demotionOld and new title, pay and reporting linePayroll entry, updated job description, org chart, sometimes a classification review
Transfer or reporting changeOld and new department, manager, work locationApproval rights and system access, org chart, a different pay group or work state
Pay changeCurrent and new rate, amount and reasonPayroll entry, overtime rate recalculated for non-exempt, notice to the employee where the state requires it
FLSA status changeExempt or non-exempt, before and afterTimekeeping starts or stops, overtime eligibility, a salary level and duties review
Schedule or hours changeCurrent and new weekly hours, employment typeBenefits eligibility review, timekeeping, accrual rates
Leave of absenceCategory, first day, expected return, pay statusPayroll status, benefit premium arrangement, coverage plan for the work
Return from leaveActual return date and any changed termsPayroll restart, accruals, access restored, schedule confirmed
SeparationType, last day worked, effective date, rehire eligibilityFinal pay under the state deadline, benefit end date and notices, access removal, retention clock

Two rows carry deadlines that run without you. Federal law requires employers to report basic information on new and rehired employees within 20 days of hire to the state where the employee works, and some states require it sooner, using seven federally required data elements (Administration for Children and Families). On the other end, the state where someone works sets when their final paycheck is due, and the deadline can turn on how the employment ended: California, for one, requires all wages immediately on a discharge but allows 72 hours when an employee quits without notice.

The classification row deserves its own pause. Under federal rules, an exempt executive, administrative or professional employee must be paid on a salary basis at not less than $684 per week and the role must also meet the duties test (DOL Fact Sheet 17G). Check whether your state sets a salary level of its own as well, because where a state figure is higher it is the one that governs, and run the exempt or non-exempt check before the approval rather than after the first payroll.

Which Form Do You Need?

Match the form to the action. Someone joining or coming back: the new hire and rehire version. A move, a title change or a raise: the promotion, transfer and pay change version. A leave starting or ending: the leave form. A departure: the separation form. Anything else, or several actions on one date: the all-purpose form.

Personnel Action Form
Every action, one page
The all-purpose version: a checkbox list of every action type, a current-versus-new column layout, reason codes, approval lines, and a routing block that records where the change was entered. Use this one if you want a single document type in every employee file.
New Hire and Rehire
Opening the record
Sets up a person rather than changing one: position, terms, pay group, benefits eligibility date, a rehire block for the prior employee ID and break in service, and the onboarding and state reporting checklist that has to close in the first weeks.
Promotion, Transfer, Pay
The mid-career move
The action most often decided in a hallway. Old and new title, department, manager, hours, classification and rate side by side, a reclassification check, releasing and receiving manager signatures, and the list of things a move quietly changes.
Leave and Return
Two dates, one form
Built as a form with two parts, because the work is not done until the person comes back. Leave category without medical detail, pay status, benefit premium arrangement, coverage owner, then a return section that restarts payroll, accruals and access.
Separation
Closing the record
Separation type, last day worked, effective date, rehire eligibility, final pay with the accrued time question, benefit end date and notices, property and access removal, the Form I-9 retention date, and the handover of what the person owned.
Authority Matrix and Log
Who signs, what happened
Two tables that turn the forms into a process: an approval authority matrix naming who may approve which action and at what threshold, and a routing log tracking each form from approval through payroll to the filed record.
One Form or Five?
If you process a handful of actions a year, use the all-purpose personnel action form for everything and keep one document type in every file. If you are hiring steadily or running leaves, the action-specific versions earn their place, because each carries the prompts that action needs: the reporting checklist on the new hire form, the reclassification check on the promotion form, the premium arrangement on the leave form, the I-9 retention date on the separation form. Either way, use the authority matrix once so nobody has to ask who signs. This is general information, not legal advice.

6 Free Personnel Action Form Templates

Download all six together or take the individual forms you need. Every file is an editable Word document, so you can drop in your company name, delete a section you never use, and print or send it as it stands. There is no email gate on any of them.

Download All 6 Personnel Action Form Templates
An all-purpose PAF, a new hire and rehire form, a promotion, transfer and pay change form, a leave and return form, a separation form, and an approval authority matrix with routing log. All as DOCX files in one download.

Template 1: Personnel Action Form (All Action Types)

The all-purpose version. A checkbox list of every action, a current-versus-new column layout, reason codes, two approval lines, an employee acknowledgment, and a routing block covering payroll, the employee record, benefits, timekeeping, access and the org chart.

Personnel Action Form (All Action Types)
[Company Name]
PERSONNEL ACTION FORM
PAF number: ______ Date prepared: _
EFFECTIVE DATE OF THIS ACTION: _
EMPLOYEE

Name: __ Employee ID: _
Job title: __ Department: __
Manager: __ Work location: __
Original hire date: _
Employment type: [ ] Full-time [ ] Part-time [ ] Temporary [ ] Seasonal
TYPE OF ACTION (check all that apply)

[ ] New hire [ ] Rehire
[ ] Promotion [ ] Demotion
[ ] Department transfer [ ] Reporting change (new manager)
[ ] Job title change [ ] Pay change
[ ] Schedule or hours change [ ] FLSA status change (exempt / non-exempt)
[ ] Employment type change [ ] Work location change
[ ] Leave of absence: start [ ] Return from leave
[ ] Separation [ ] Other: __
CURRENT AND NEW VALUES (complete only the rows that change)

CURRENT NEW
Job title: ______ ______
Department: ______ ______
Manager: ______ ______
Work location: ______ ______
Employment type: [ ] FT [ ] PT [ ] Temp [ ] FT [ ] PT [ ] Temp
Scheduled hours per week: ______ ______
FLSA status: [ ] Exempt [ ] Exempt
[ ] Non-exempt [ ] Non-exempt
Pay rate: $_____ per $_____ per
[ ] hour [ ] year [ ] hour [ ] year
REASON FOR THE ACTION

[ ] New position [ ] Backfill [ ] Merit
[ ] Market adjustment [ ] Reorganization [ ] Performance
[ ] Employee request [ ] End of assignment [ ] Resignation
[ ] Other: __
Notes: __
__
APPROVALS

Requested by: __ Title: ______ Date: ____
Approved by: __ Title: ______ Date: ____
Second approval (if required by the authority matrix):
Approved by: __ Title: ______ Date: ____
EMPLOYEE ACKNOWLEDGMENT (where the action is communicated to the employee)

I have been informed of the action described above and of its effective date.
Employee signature: __ Date: _
FOR HR AND PAYROLL USE ONLY

Entered in the employee record by: ______ Date: _
Sent to payroll on: _ First pay period affected: _
Benefits reviewed: [ ] Yes [ ] Not applicable
Timekeeping updated: [ ] Yes [ ] Not applicable
Systems and access: [ ] Updated [ ] Not applicable
Org chart updated: [ ] Yes [ ] Not applicable
Signed form filed in the employee record: [ ] Yes

DISCLAIMER: This is a sample template for general information only and is not
legal or tax advice. Notice, pay timing, classification and recordkeeping rules
vary by state and by the type of action. Confirm the rules for the employee work
location before the effective date, and consult a qualified professional.

Template 2: New Hire and Rehire Personnel Action Form

Opens the record instead of changing it: position, terms, pay group, benefits eligibility date, a rehire block for the prior ID and break in service, and the checklist that closes in the first weeks alongside the rest of the new hire paperwork. This form starts where hiring ends. Applicant tracking is coming soon to FirstHR.

New Hire and Rehire Personnel Action Form
[Company Name]
PERSONNEL ACTION FORM: NEW HIRE OR REHIRE
PAF number: ______ Date prepared: _
Action: [ ] New hire [ ] Rehire
FIRST DAY OF WORK (effective date): _
POSITION

Job title: __ Department: __
Reports to: __ Work location: __
Position: [ ] Budgeted, existing role [ ] New headcount
Replacing (if a backfill): __
TERMS

Employment type: [ ] Full-time [ ] Part-time [ ] Temporary [ ] Seasonal
Scheduled hours per week: ______ Work schedule: __
Pay rate: $______ per [ ] hour [ ] year
Pay group or pay cycle: __
FLSA status: [ ] Exempt [ ] Non-exempt
Benefits eligible: [ ] Yes [ ] No Eligibility date: _
Offer accepted on: _
REHIRE BLOCK (complete only for a rehire)

Previous employee ID: _ Previous job title: ___
Prior hire date: _ Prior separation date: _
Prior separation type: __
Eligible for rehire per the prior file: [ ] Yes [ ] No [ ] Not recorded
Length of the break in service: _
New employee ID assigned: [ ] Yes, number: [ ] Reactivating prior record
ONBOARDING AND REPORTING CHECKLIST

[ ] Signed offer letter on file
[ ] Form I-9 completed Date: _
[ ] Form W-4 collected Date: _
[ ] State withholding form collected, where the state uses one
[ ] Direct deposit authorization collected
[ ] Emergency contact form collected
[ ] Handbook acknowledgment signed
[ ] New hire reported to the state Date reported: _
Federal law sets a 20 day deadline from the date of hire, and rehires are
reported the same way. Some states require it sooner.
[ ] Added to payroll Date: _
[ ] Added to the employee record and org chart
[ ] Equipment, accounts and access issued
APPROVALS

Requested by: __ Title: ______ Date: ____
Approved by: __ Title: ______ Date: ____
Second approval for new headcount: _ Date: ____
FOR HR AND PAYROLL USE ONLY

Entered in payroll by: ______ First pay period: _
Personnel record opened: [ ] Yes Form I-9 filed separately: [ ] Yes
Signed form filed in the employee record: [ ] Yes

DISCLAIMER: This is a sample template for general information only and is not
legal or tax advice. New hire reporting deadlines, required state forms and
onboarding notices differ by state. Confirm the requirements for the employee
work location, and consult a qualified professional.
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Template 3: Promotion, Transfer and Pay Change Personnel Action Form

The action most often decided in a hallway. Old and new title, department, manager, hours, classification and rate side by side, a reclassification check, releasing and receiving manager signatures for a transfer, and a prompt for the promotion letter that tells the employee.

Promotion, Transfer and Pay Change Personnel Action Form
[Company Name]
PERSONNEL ACTION FORM: PROMOTION, TRANSFER OR PAY CHANGE
PAF number: ______ Date prepared: _
EFFECTIVE DATE OF THIS ACTION: _
EMPLOYEE

Name: __ Employee ID: _
Original hire date: _ Time in current role: _
ACTION (check all that apply)

[ ] Promotion [ ] Demotion [ ] Lateral move
[ ] Department transfer [ ] Reporting change [ ] Title change only
[ ] Pay change [ ] Work location change
[ ] FLSA reclassification
CURRENT AND NEW

CURRENT NEW
Job title: ______ ______
Department: ______ ______
Manager: ______ ______
Work location: ______ ______
Scheduled hours per week: ______ ______
FLSA status: [ ] Exempt [ ] Exempt
[ ] Non-exempt [ ] Non-exempt
Pay rate: $_____ per $_____ per
[ ] hour [ ] year [ ] hour [ ] year
Amount of the pay change: $______ Percentage: %
RECLASSIFICATION CHECK (complete only if FLSA status is changing)

Reason for the reclassification: ____
Does the new salary meet the federal or state salary level, whichever is higher?
[ ] Yes [ ] No [ ] Not applicable, the employee is non-exempt
Does the role meet the applicable duties test? [ ] Yes [ ] No
If moving to non-exempt: timekeeping begins on the effective date and overtime
applies from that date.
Reviewed by: __ Date: _
WHAT ELSE THIS ACTION CHANGES

[ ] Updated job description attached
[ ] Benefits eligibility reviewed (hours or employment type changed)
[ ] Timekeeping or schedule updated
[ ] Systems, approvals and access rights updated
[ ] Org chart and reporting line updated
[ ] Team informed on: _
[ ] Trial or review period agreed, ending: _
APPROVALS

Requested by: __ Title: ______ Date: ____
Releasing manager (for a transfer): ____ Date: ____
Receiving manager (for a transfer): ____ Date: ____
Approved by: __ Title: ______ Date: ____
EMPLOYEE ACKNOWLEDGMENT

I have been informed of this action, of the terms above, and of the effective
date.
Employee signature: __ Date: _

DISCLAIMER: This is a sample template for general information only and is not
legal or tax advice. State wage payment laws often require an employee to be
notified of a change to their pay rate before it takes effect, and a decrease
applies only to hours worked after that notice. Confirm the rule for the
employee work location before the effective date.

Template 4: Leave of Absence and Return Personnel Action Form

Built in two parts, because the work is only half done when someone goes out. Leave category with no medical detail, pay status, benefit premium arrangement and coverage owner in part one; the actual return date, restarted payroll and accruals, and confirmed schedule in part two.

Leave of Absence and Return Personnel Action Form
[Company Name]
PERSONNEL ACTION FORM: LEAVE OF ABSENCE AND RETURN
PAF number: ______ Date prepared: _
Do not record a diagnosis, symptoms or any medical detail on this form. Keep
medical documentation in a separate confidential file.
EMPLOYEE

Name: __ Employee ID: _
Job title: __ Department: __
Manager: __
PART 1: LEAVE START

Leave category: [ ] Family or medical [ ] Parental [ ] Military
[ ] Personal [ ] Other: __
Pay status: [ ] Unpaid [ ] Paid [ ] Partly paid, describe: ___
Accrued paid time being used: [ ] Yes, amount: [ ] No
FIRST DAY OF LEAVE (effective date): _
Expected return date: _
Schedule during leave: [ ] Continuous [ ] Intermittent [ ] Reduced schedule
If not continuous, describe: ____
WHILE THE EMPLOYEE IS OUT

Benefit coverage continues: [ ] Yes [ ] No If yes, until: _
Premium payment arrangement: __
Accruals during leave: [ ] Continue [ ] Pause
Payroll status set to: __
Work covered by: __
Contact arrangement agreed with the employee: ______
Return paperwork required before the return date: [ ] Yes [ ] No
PART 2: RETURN FROM LEAVE

Actual return date (effective date of the return action): _
Returning to: [ ] The same role and terms [ ] Changed terms, described below
BEFORE LEAVE ON RETURN
Job title: ______ ______
Scheduled hours per week: ______ ______
Pay rate: $_____ per $_____ per
[ ] hour [ ] year [ ] hour [ ] year
[ ] Payroll status restored [ ] Accruals restarted
[ ] Benefit deductions restarted [ ] Access and equipment restored
[ ] Schedule confirmed with the manager
APPROVALS

Requested by: __ Title: ______ Date: ____
Approved by: __ Title: ______ Date: ____
Return recorded by: __ Date: ____

DISCLAIMER: This is a sample template for general information only and is not
legal advice. Leave entitlements, notice rules, benefit continuation and
reinstatement rights come from federal law, state law and your own policy, and
they differ by employer size and location. Consult a qualified professional
before approving or denying a leave request.
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Template 5: Separation Personnel Action Form

Closes the record. Separation type, last day worked, effective date, rehire eligibility, final pay with the accrued time question, benefit end date and notices, property and access removal, and the Form I-9 retention date, next to the rest of your offboarding checklist.

Separation Personnel Action Form
[Company Name]
PERSONNEL ACTION FORM: SEPARATION
PAF number: ______ Date prepared: _
EMPLOYEE

Name: __ Employee ID: _
Job title: __ Department: __
Manager: __ Original hire date: _
SEPARATION DETAIL

Type: [ ] Resignation [ ] Discharge [ ] Layoff or reduction
[ ] End of assignment or contract [ ] Retirement
[ ] Job abandonment [ ] Other: __
Notice received or given on: _
LAST DAY WORKED: _
SEPARATION EFFECTIVE DATE: _
Reason recorded for the file: _
Eligible for rehire: [ ] Yes [ ] No [ ] With review
FINAL PAY

Final pay date: _
Regular hours through the last day: ______
Accrued unused paid time off: hours Paid out: [ ] Yes [ ] No
Payout follows company policy and the rule for the employee work state.
Outstanding expense reimbursements: $______
Deductions to be applied, if permitted in this state: _____
Final pay method: [ ] Direct deposit [ ] Check [ ] Other: _
Note: state law sets when a final paycheck is due, and the deadline can differ
depending on whether the employee resigned or was discharged. Confirm the rule
for the employee work location before the last day.
BENEFITS AND NOTICES

Benefit coverage ends on: _
Continuation notice sent: [ ] Yes [ ] Not applicable Date: _
Retirement plan administrator notified: [ ] Yes [ ] Not applicable
Other required separation notices for this state: __
PROPERTY, ACCESS AND RECORDS

[ ] Laptop, phone and equipment returned Date: _
[ ] Keys, badge and credit card returned
[ ] Email and account access removed Date and time: _
[ ] Files and responsibilities handed over to: __
[ ] Exit interview offered or completed
[ ] Forwarding address and personal email recorded
[ ] Form I-9 retention date calculated: _
Keep the Form I-9 for three years after the date of hire, or one year
after employment ends, whichever is later.
[ ] Personnel record closed and retained per the retention schedule
APPROVALS

Requested by: __ Title: ______ Date: ____
Approved by: __ Title: ______ Date: ____
Entered in payroll by: Date: ____

DISCLAIMER: This is a sample template for general information only and is not
legal advice. Final pay deadlines, paid time off payout, permitted deductions
and required separation notices are set by state law and vary widely. Have an
involuntary separation reviewed by an employment attorney licensed in your
state.

Template 6: Approval Authority Matrix and PAF Routing Log

The process layer. An authority matrix naming who may request and who must approve each action, with a threshold column for pay changes, and a routing log that tracks each form from approval through payroll to the filed record, plus a verification line for the first affected pay run.

Approval Authority Matrix and PAF Routing Log
[Company Name]
APPROVAL AUTHORITY MATRIX AND PAF ROUTING LOG
Part 1 sets who may approve what. Part 2 tracks each form from request to filed
record. Fill in Part 1 once, then keep Part 2 running.
PART 1: APPROVAL AUTHORITY MATRIX

Action May request Approves Second
approval

New hire, budgeted role ___
New hire, new headcount ___
Promotion ___
Pay change up to _____ % ___
Pay change above _____ % ___
Transfer between departments ___
Schedule or hours change ___
FLSA reclassification ___
Leave of absence ___
Separation, voluntary ___
Separation, involuntary ___
Rule: no action is entered in payroll or in the employee record without the
approval named above. Second approval is required wherever a name is written in
the last column.
PART 2: PAF ROUTING LOG

PAF Employee Action Effective Approved In Record Filed
no. date on payroll updated

____ ____ __ _ _____
____ ____ __ _ _____
____ ____ __ _ _____
____ ____ __ _ _____
____ ____ __ _ _____
____ ____ __ _ _____
____ ____ __ _ _____
____ ____ __ _ _____
VERIFICATION AFTER THE FIRST AFFECTED PAY RUN

PAF number: Pay period ending: _
Pay stub matches the form: [ ] Yes [ ] No
If no, correction issued on: _ By: _
OPEN ITEMS

PAF number: Waiting on: __ Owner: ____
PAF number: Waiting on: __ Owner: ____
Maintained by: __ Date: _

DISCLAIMER: This is a sample template for general information only and is not
legal or tax advice. Set approval thresholds to match your own delegation of
authority, and confirm recordkeeping periods against federal and state rules.

Every template downloads as a Word file, which is also the shortest route to a printable PDF: open the document, then save it as a PDF. In Google Docs the same export sits under Download in the File menu. Put your company name in and delete the sections you do not use before you export, and keep the Word file as the master so next year's revision starts from something you can still edit.

What Every Personnel Action Form Includes

A complete form answers four questions: who the action is about, what the action is, when it takes effect, and who authorized it. Everything else is refinement around those four groups.

Who the action is about
Name and employee ID
Current title, department and manager
Work location and employment type
Original hire date
What the action is
Action type, checked off
Current value in one column
New value beside it
Reason code and a short note
When it takes effect
The effective date, on its own line
Date the form was prepared
First pay period affected
Any end date, for a leave or an assignment
Who authorized it
Requester name, title and date
Approver signature and date
Second approval where the threshold requires it
Employee acknowledgment of the action

Two fields get skipped most often, and they are the two you will need later. The current value gets left blank because it feels redundant at the moment of writing, and the effective date gets collapsed into the date of the signature. A form that shows only the new title cannot tell you what the old one was, which defeats the purpose of writing anything down.

The routing block at the bottom is the third piece people cut, usually because it looks like busywork. It is the only part of the form that proves the change actually reached payroll and the employee file rather than stopping at the approval.

Effective Dates and Approval Routing

The effective date is the date the change takes effect for the employee, not the date anyone signed, and the approval is whoever your authority matrix names rather than whoever happened to be in the room. Those two fields carry most of the value in the form.

Where the action changes pay, align the effective date with the start of a pay period whenever you reasonably can. It saves splitting a period between two rates, and it makes verification against the pay stub trivial. Where the action is a pay decrease, the effective date is doing legal work. State wage payment laws, Michigan and Illinois among them, require an employee to be notified of a lower rate before working any hours at it, and a reduction applies going forward rather than to work already performed. The written notice itself belongs on a dedicated payroll change notice.

ActionWho normally requests itWho has to approve
New hire into a budgeted roleHiring managerOwner or department head
New hire adding headcountDepartment headOwner
Promotion with a pay increaseThe employee’s managerOwner, or a second approver above a set amount
Lateral transfer, no pay changeEither managerBoth managers, releasing and receiving
Pay change on its ownThe employee’s managerOwner
Exempt or non-exempt reclassificationWhoever runs HROwner, after a salary level and duties review
Leave of absenceManager, routing the employee requestWhoever administers leave
Separation, voluntaryManager, on receiving the resignationOwner, as a notification rather than a decision
Separation, involuntaryManagerOwner, with a review before the effective date

Write your own version of that table once and put it at the front of the folder. The point is not bureaucracy, it is removing the recurring question of whether this particular change needs the owner, which is what causes a form to sit unsigned for a week while the effective date passes.

Backdating Is a Last Resort, Not a Habit
Sometimes an action is agreed on the fifth and the form gets written on the twelfth. Record the true effective date and the true preparation date, both, and note in the form why they differ. What you should not do is quietly move an effective date to make a pay period tidy, because the effective date is what governs which rate applies to which hours. Backdating a pay increase is generous and harmless; backdating anything else, and any retroactive pay decrease, is a problem waiting to surface. This is general information, not legal advice.

Records, Retention and What to Leave Off

Keep the signed form with the employee record, keep it for at least as long as the longest retention period that applies to you, and keep medical and sensitive detail off the page entirely. Four rules cover almost every question that comes up.

The signed form is the evidence, so keep it
A personnel action form is the only document that explains why a title, a rate or a schedule changed on a given date, which makes it worth more than the email thread that produced it. Federal wage rules require payroll records to be preserved for at least three years, and the records that wage computations rest on, including wage rate tables and records of additions to or deductions from wages, for at least two. Separate federal rules covering discrimination charges require personnel and employment records to be kept for one year, and where an employee is involuntarily terminated, their personnel records must be kept for one year from the date of termination. Those are floors rather than targets. State schedules can run longer, and the cost of keeping a signed one-page form is nothing next to the cost of not having it. This is general information, not legal advice.
Keep medical detail off the form
The leave form is where this goes wrong most often, because whoever fills it in wants to explain the situation. Record the leave category, the dates and the pay status, and stop there. Federal disability regulations require employee medical information to be collected and maintained on separate forms and in separate medical files and treated as a confidential medical record, which is impossible to honor once a diagnosis is written on a routing document that travels to payroll and sits in the general personnel file. The same restraint applies to the separation form: record the type of separation and the facts you would be comfortable reading aloud, not a narrative. Anything sensitive belongs in its own file with its own access list. This is general information, not legal advice.
A classification change is not a paperwork change
Moving someone between exempt and non-exempt is the highest-risk box on the whole form, because getting it wrong creates back-pay exposure rather than an administrative annoyance. Under federal rules an exempt executive, administrative or professional employee must be paid on a salary basis at not less than $684 per week, and the role has to satisfy the duties test for the exemption as well. Salary alone never settles it, and where a state sets its own higher salary level, the higher figure is the one that governs. When someone moves to non-exempt, timekeeping starts on the effective date and overtime applies from that day forward, so the form and the timeclock have to agree. Run the check before the approval, not after the first payroll. This is general information, not legal advice.
Close the loop before you file it
The most common failure in a small business is not a missing form, it is a form that was signed and then never landed anywhere. The change was approved, the manager told the employee, and nobody entered it in payroll, updated the reporting line or moved the person in the benefits census. That is what the routing block at the bottom of each template is for: it is a short checklist of the systems that have to be touched, with a date beside each one. Verify the first pay period after the effective date against the form itself. Catching a mistyped rate or a missed start date in the first pay run is a five minute fix, and catching it six months later is back pay, an amended record and a difficult conversation.
The Federal Retention Floors
Federal wage rules require employers to preserve payroll records for at least three years, and the records on which wage computations are based, including wage rate tables and records of additions to or deductions from wages, for at least two years (DOL Fact Sheet 21). Under the federal recordkeeping rule for discrimination charges, employers must keep all personnel or employment records for one year, and the personnel records of an involuntarily terminated employee must be kept for one year from the date of termination (EEOC). Check your own state as well, because state retention periods can run longer than either federal floor. This is general information, not legal advice.

The Form I-9 sits outside all of this and follows its own rule: keep it for three years after the date of hire, or one year after employment ends, whichever is later, according to USCIS. Store it separately from the personnel file so you can produce it on its own, which is why the separation template has a line for calculating that date rather than a checkbox.

Retention is easier to reason about as one schedule covering the whole file. Action forms generally travel with the personnel record they belong to.

The Forms It Gets Confused With

A personnel action form authorizes an action; most of the documents it gets confused with communicate one. That is the cleanest way to tell them apart, and it explains why you often need two documents for the same event rather than choosing between them.

DocumentWhat it is forHow it relates to the action form
Personnel action formAuthorizes a change and routes it to every systemThe internal record of the action itself
Payroll change formTells whoever processes payroll what changes about payNarrower and payroll-facing; overlaps on pay actions
Employee status change formRecords a change of status, hours or classificationUsually the same document under another name
Offer letterSets out the terms offered to a candidateThe action form opens the record once the offer is accepted
Promotion letterTells the employee about the promotion in writingThe action form authorizes it; the letter communicates it
Termination letterConfirms the separation to the employeeThe action form closes the record and drives final pay
Employee information formHolds the employee’s own data, such as address and contactsEmployee-maintained, and never a substitute for an approval

The pair that causes the most confusion is the action form and the payroll change form. If you run payroll in-house with a small team, one personnel action form is usually enough for everything. If an outside provider or a bookkeeper processes your payroll, keep the two separate: they get the pay-facing document, and the signed action form stays in the employee record with the approval on it.

Running It Without an HR Department

A large company routes an action form through a manager, an HR business partner, a compensation review and a payroll team, and each of them catches what the others miss. A business with eighteen people has an owner who decided something on Tuesday and an office manager who has to make it real by Friday.

Challenge for a small teamPractical approach
Nobody owns the change once it is agreedName one person as the owner of the form itself, whoever else approves it
Decisions are verbal and get remembered differentlyWrite the form the same day, while the numbers and the date are exact
Approval routing is unclear for a mid-size changeFill in the authority matrix once, with a dollar or percentage threshold
Changes reach payroll but not the org chart or accessUse the routing block as a checklist and date each line as you complete it
Forms end up in email, chat and a drawerFile the signed original in the employee record, in date order, always
Nobody notices a change was entered wrongCheck the first affected pay run against the form before filing it

The advantage of a small team is that you can make this genuinely light. One page, one signature, one place it gets filed, and about ten minutes per action. That is enough structure to remove the two failure modes that actually cost money, which are a change nobody entered and a change nobody can date. Applicant tracking is coming soon to FirstHR.

Number the Forms
Give each form a sequential number and write it in the routing log. It sounds fussy for a fifteen person company until the first time you need to find every action affecting one person over three years, or check whether the raise agreed in March was ever entered. A number turns a stack of paper into something you can search, and it takes two seconds at the top of the page.

From Signed Form to Updated Record

A signed form is halfway. The action is only done when the change is entered everywhere it needs to be, verified against the first pay run, and filed where someone can find it in two years. Four steps carry it there.

Fill in both columns
Complete the current value and the new value, and write the effective date on its own line. The old value is what makes the form useful in two years.
Route it for approval
Send it to whoever the authority matrix names, and get a signature and a date rather than a message saying it is fine.
Push the change out
Enter it in payroll, update the employee record, the reporting line and access, and tick each one off on the routing block.
Verify, then file
Check the first affected pay run against the form, then file the signed original in the employee record under your retention schedule.

The templates work on paper, and plenty of teams run them that way for years. Where it strains is the routing: which forms are still waiting for a signature, whether the March promotion ever reached the employee record, and who has the current version. FirstHR keeps the signed form against the employee profile, captures the approval and acknowledgment with built-in e-signature so both are dated, and updates the profile, the org chart and the document record together. Applicant tracking is coming soon to FirstHR.

FirstHR is an onboarding and HR platform, not a payroll provider and not a law firm. It documents and stores the action; your payroll provider processes the pay itself, and decisions about state notice rules, classification and final pay stay with you and a qualified professional.

Key Takeaways
A personnel action form authorizes a change to someone’s employment and routes it to payroll, the employee record and the org chart.
One form covers the whole relationship: hire, rehire, promotion, transfer, pay, schedule, classification, leave, return and separation.
Record the current value beside the new value, and give the effective date its own line, separate from the date the form was prepared.
Fill in an approval authority matrix once so nobody has to ask who signs a promotion, a pay change above a threshold, or a separation.
Keep leave and separation forms factual, with medical detail in a separate confidential file rather than on a document that travels.
Verify the first affected pay run against the form, then file the signed original with the employee record. This is general information, not legal advice.

Frequently Asked Questions

What is a personnel action form?

A personnel action form is the internal document an employer uses to authorize a change in someone’s employment and to route that change to everyone who has to act on it. It is employer-side paperwork, not a request an employee submits. One form covers the whole employment relationship: hiring, rehiring, promotion, demotion, transfer, a new manager, a pay change, a schedule or classification change, the start of a leave, a return from leave, and separation. What makes it different from an email is the structure. It names the action, sets the current value against the new value, states an effective date, carries an approval signature, and finishes with a block confirming the change reached payroll, the employee record and the org chart. Filed in order, the forms become a dated history of the employment relationship. This is general information, not legal advice.

What does PAF stand for in HR?

PAF stands for personnel action form, and it is the abbreviation most employers use in conversation and in file names. You will also see the same document called an employee action form, a personnel action request, a personnel action notice, or a staff action form, and in some organizations a personnel action form and an employee status change form are the same page under two names. The wording varies more than the substance. Whatever it is called, the document does one job: it authorizes a change to someone’s employment terms and creates the record of who approved it and when it took effect. If your team already calls it something else, keep your own name for it and standardize the fields instead. The templates on this page use the neutral heading Personnel Action Form so you can rename them in one edit.

What should a personnel action form include?

At minimum: the employee’s name and ID, their current title, department and manager, the type of action, the effective date, the current value beside the new value, a reason for the action, and a dated approval signature. The current value is the field people leave blank because it feels obvious at the time, and it is the field that makes the form worth keeping. Beyond that core, a strong form adds an employee acknowledgment line, a routing block recording who entered the change and which pay period it first affects, and prompts for what the action sets off downstream, such as a benefits eligibility review after an hours change or a timekeeping switch after a reclassification. The action-specific templates on this page carry those extra prompts so nothing depends on memory. This is general information, not legal advice.

Who fills out and approves a personnel action form?

The manager who wants the change normally starts the form, an authorized approver signs it, and whoever runs HR and payroll processes it. In a small business those three roles often belong to two people, which is fine as long as the form still shows who requested and who approved, since the signature is the whole point of routing it. Write the answer down before you need it: an approval authority matrix naming who can approve a new hire, a promotion, a pay change above a set threshold, a reclassification, a leave and a separation removes the awkward question of whether the owner has to sign this one. The employee signs an acknowledgment on the actions that are communicated to them, which records that they were told rather than that they approved anything. This is general information, not legal advice.

What is the difference between a personnel action form and a payroll change form?

Scope. A personnel action form covers the whole employment relationship, including actions that never touch a paycheck, such as a reporting line change or an updated job title, and its job is to authorize the action and route it to every system that needs it. A payroll change form is narrower and points in one direction: it tells whoever processes payroll what is changing about pay, deductions or withholding, and it is often what payroll wants to receive rather than a general action form. The two overlap heavily on pay changes, and plenty of small businesses use one document for both. If you run payroll in-house with a small team, a single personnel action form is usually enough. If an outside provider or bookkeeper processes your payroll, a dedicated payroll change form alongside it is cleaner.

Do you need a personnel action form for a new hire?

Yes, and it is one of the more useful uses of the form, because a hire creates more downstream work than any other action. The new hire version is what turns an accepted offer into a person who exists in payroll, in the employee record and on the org chart, with one page recording the position, the start date, the pay rate, the classification, the pay group, the benefits eligibility date and the approvals. It also carries the checklist that has to close in the first weeks, including the tax and eligibility forms and the report to the state. Federal law requires employers to report new and rehired employees within 20 days of hire to the state where they work, and some states require it sooner, so a dated line on the form beats a memory of having done it. This is general information, not legal advice.

What effective date should you put on a personnel action form?

The date the change actually takes effect for the employee, which is rarely the date anyone signed the form. Use the first day in the new role for a promotion or transfer, the first day of work for a hire, the first day of leave, and the separation date for a departure, and set that date on a line of its own rather than mixing it with the preparation date. Two habits keep this clean. Align the effective date with the start of a pay period whenever the action changes pay, so a single period does not have to be split between two rates. And where the action is a pay decrease, remember it applies going forward rather than to work already performed, and that state wage payment laws, Michigan and Illinois among them, require the employee to be notified of the lower rate before working any hours at it. This is general information, not legal advice.

How long should you keep personnel action forms?

Longer than the federal floors, which are shorter than most people expect. Federal wage rules require payroll records to be preserved for at least three years and the records wage computations rest on for at least two, while the federal recordkeeping rule for discrimination charges requires personnel and employment records to be kept for one year, and for one year from the date of termination where an employee is involuntarily terminated. A signed action form usually falls under more than one of those, and several states impose longer periods. The practical answer is to keep the forms for the life of the employment relationship plus the longest retention period that applies to you, filed with the employee record rather than in a separate folder of loose paperwork. Keep the Form I-9 separately, for three years after the date of hire or one year after employment ends, whichever is later. This is general information, not legal advice.

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